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What's New US said to Unveil plan for regulatory reform on June 17, 2009 Click here. UPTICK RULE STA Proposes Circuit Breaker Tired to Pre-Borrows as alternative to Bid or Tick Tests- May 4, 4009. For full proposal click here. SEC Seeks Comments on Short Sale Price Test and Circuit Breaker Restrictions- April 8, 2009. For full press release Click here Six Senators send bipartican letter to SEC asking for action against naked short selling and reinstatement of uptick rule 4/1/09 040109secletter (1) To view the SEC's Report Practices Related to Naked Short Selling Complaints and Referrals March 19, 2009 Click Here. NYSE, NASDAQ and BATS propose modified uptick rule on short sales March 2009 click here to view Direct Edge's Letter regarding the uptick rule March 29, 2009 Direct Edge Comment on Uptick Rule SEC calls an open hearing for April 8, 2009 to consider uptick rule. click here to view WASHINGTON & REGULATORY UPDATES SEC focuses on Dark Pools and Short Sales Click here for story. Committee on Capital Markets Regulation files its Report The Global Financial Crisis A Plan for Regulatory Reform May 2009 Executive Summary of Report on Capital Markets Regulatory Reform Washington Update May 29, 2009 WJ_Washington Update_5-29-09 Special Report on the Financial Stability Plan April 20, 2009 click here Erik Sirri, Director of Divsion of Trading and Markets, to leave the SEC at the end of April. click here Mary Schapiro's Testimony Concerning Enhancing Investor Protection and Regulation of the Securities Markets March 26, 2009 click here Notes on House Appropriations Committee Hearing- Mary Schapiro "SEC Actions Relating to the Financial Crisis" click here Notes on House Financial Services Committee Hearing on Mark-to-Market March 12, 2009 click here Washington Update on Tax and Financial Services Issues April 3, 2009 click here The Senate Banking Committee hearing on "Consumer Protections in Financial Services- Past Problems, Future Solutions March 3, 2009 Click here for hearing details and transcripts. NEW AT STANY & STA Trading Issues Committee Notes April 1, 2009 TRADING ISSUES COMMITTEE Recap 040109 Trading Issues Committee Notes March 5, 2009 TRADING ISSUES COMMITTEE Recap 030509[1] STA Files a Comment Letter on The Importance of Due Process in Self-Regulatory Rulemaking - January 12, 2009. Click here for letter. Video coverage of STA's 75th Annual Conference is now available on-line To view videos, click here STANY comments on the Emergency Short Sale Orders Click here to view STANY's letter REGULATORY UPDATES SEC votes to Improve Disclosure for Mutual Fund Investors effective 2/28/09 For text of SEC Press Release, click here
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