Member Application

Contact Information

Previous Employment Information(Include Education If Applicable)

Occupational and Regulatory Questions

Type of Firm

  Buy-Side
  Sell-Side
  Market Center
  ATS
  Broker/Dealer
  Vendor/System Provider
  Hedge Fund
  Research Boutique
  Regional Bank
  Investment Bank
  Clearing Firm
  Legal
  Regulator

Products Traded

  Equities
  Options
  Futures
  Fixed Income

Your Role

  Buy Side Trader
  Sell Side Trader
  Market Maker
  Sales Trader
  Compliance/Legal
  Research
  Institution Money Mgmt.
  Sales
  Technology
  Head of Desk
  Portfolio Mgmt.
  Operations
  Other

Have you ever been named in any proceeding brought by any securities self-regulatory organization, state securities commission or agency, or the SEC or CFTC which found that you violated any law, rule or regulation or which imposed any disciplinary sanction against you?

STANY Sponsorship

STANY Sponsorship

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