Member Application

Contact Information

Previous Employment Information(Include Education If Applicable)

Occupational and Regulatory Questions

Type of Firm

  Buy-Side
  Sell-Side
  Market Center
  ATS
  Broker/Dealer
  Vendor/System Provider
  Hedge Fund
  Research Boutique
  Regional Bank
  Investment Bank
  Clearing
  Legal
  Regulator

Trading Style

  Agency
  Principal
  Both

Trading Stategy

  Long/Short
  Long Only
  Short Only
  HFT

Products Traded

  Equities
  Options
  Futures
  Fixed_Income_Products

Market Coverage

  Domestic
  International
  Both

Your Role

  Market Maker
  Sales Trader
  Electronic Trading
  Compliance/Legal
  Research
  Institution Money Mgmt.
  Sales
  Technology
  Buy Side Trader
  Sell Side Trader
  Head of Desk
  Portfolio Mgmt.
  Operations
  Other

Product Coverage

  High Touch
  DMA
  PT
  HFT
  Algo

Interests

  Electronic Trading
  Technology
  Dark Pools
  Algorithms
  Compliance
  Research
  International
  Market Centers
  HFT

Have you ever been named in any proceeding brought by any securities self-regulatory organization, state securities commission or agency, or the SEC or CFTC which found that you violated any law, rule or regulation or which imposed any disciplinary sanction against you?

STANY Sponsorship

STANY Sponsorship

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