80th Annual STANY Conference and Dinner

Starts:April 07, 2016 at 8:00 AM
Ends: April 07, 2016 at 8:30 PM  
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10 Desbrosses Street
New York , NY 10013



Gary Chropuvka,CFA, Head of Customized Beta Strategies, Goldman Sachs Asset Management

Corrie Elston, CTO, Financial Services, Google Cloud Platform, Google 

Confirmed Panel Participants & Schedule:

  • Scott Andersen, General Counsel of FundAmerica and Principal of Andersen, PC, a securities law firm

  • Matt Billings, Senior Vice President, Trading Services, Scottrade,Inc. 

  • Stephen Clarke, President, NextShares

  • Samara Cohen, US Head of iShares Capital Markets, BlackRock

  • R. Cromwell Coulson, President & CEO, OTC Markets Group

  • Stacey Cunningham, Chief Operating Officer, NYSE 

  • Ryan Feit, CEO & Co-founder, SeedInvest

  • Michael Harrington, Head of Client Relationships CES, Citadel Securities 
  • Frank Hatheway, Chief Economist, NASDAQ

  • Brian Korn, Partner, Manatt, Phelps & Phillips, LLP

  • Crystal Kroeker, Deputy, Chief Compliance Officer, Bats Global Markets, Inc.

  • Matthew Lavicka, COO Equities One Delta Trading, Goldman Sachs & Co., Inc. 

  • Phil Mackintosh, Head of Trading Strategy & Analysis, KCG

  • Sayena Mostowfi, Principal, Head of Equities Research, TABB Group

  • Anna Pinedo, Partner, Morrison & Foerster LLP

  • David Shillman, Associate Director, Division of Trading and Markets,
    U.S. Securities and Exchange Commission

  • Gary Stone, Chief Strategy Officer, Bloomberg LP 
  • Kevin Tyrrell, Director, Head of Quant Solutions Sales, Bank of America Merrill Lynch 

  • Lisa M. Utasi, Director, Senior Trader, ClearBridge Investments

  • Joseph Wald, CEO, Clearpool Group

  • Kim Wales, CEO & Founder, Wales Capital 

  • Damon Walvoord, Co-Head of ETF Group, Susquehanna International Trading Group 

  • Doug Yones, Head of Exchange Traded Products, NYSE

Schedule as of 4/4/16


Pre-STANY Cocktail Party with Google- April 6th 

Google Cloud Platform and STANY are hosting a cocktail reception with a panel discussion the night prior to STANY's annual conference in New York. The panelists from top industry firms will discuss the impact of the Consolidated Audit Trail (CAT) on the trading and financial services community. You'll also meet the top technologists from Google Cloud Platform, FIS and Intel as well as as well as multiple senior regulatory compliance practitioners from the GMAG to discuss the best practices and case studies. 

Space for the April 6th Cocktail event is limited. Registration for the Conference is required to attend the Cocktail Party. Registrants interested in attending the Google event must email kimu@stany.org to RSVP. 

Panel: The Impact of CAT on the Industry: Turning Compliance into Innovation

Moderator: Bob Pisani, CNBC "On-Air Stocks" Editor


Corrie Elston, CTO, Solutions Architect, Financial Services, Google Cloud Platform

Joe Mecane, Managing Director, Global Head of Electronic Equities Products, Barclays

Neil Palmer, CTO, FIS Advanced Technology

Brett Redfearn, Global Head of Market Structure Strategy, JPMC

*Additional speakers may be added 


Third Annual STANY Honors to be Presented at the 80th Annual Conference and Dinner



The Lifetime Achievement and Dedication to STANY Award recognizes a STANY member and leader in the securities industry whose professional contributions and dedication to STANY have had positive impacts on the Association and the industry. We are pleased to announce that this year’s award will be presented to Tom Joyce.

Thomas M. Joyce is the Chairman of Arxis Capital Group LLC. Mr. Joyce serves as a Director of ReFlow Services, LLC and Archipelago. Read more about Tom.



The Outstanding Contribution to the Industry Award recognizes a person or organization whose contributions to the securities industry have made a significant and positive impact on the lives of others, on the business and on the community. We are pleased to announce that this year’s award will be presented to Rick Ketchum. 

Richard Ketchum is Chairman and CEO of FINRA. Read more about Rick. 


Watch this brief video to learn more about the inspiring work of the Madison Square Boys & Girls Club- Saving and enhancing the lives of NYC boys & girls since 1884. 


2016 Sponsors*  









Media Partner




Please note: Registrations are not refundable after March 25th. 


$275.00 2016 Dues must be current
$300.00 after 04:00 pm April 4

$500.00 Non-Member Ticket
$525.00 after 4:00 pm April 4

$450.00 Conference Ticket and 2016 Membership - Available to Members who have not paid 2016 Dues as well as individuals wishing to join STANY and STA. New members save $100 off STANY New Member rates, but must fill out a membership application.
$475.00 after 4:00 pm April 4

$50.00 Buy-side Member Ticket- 2016 Dues must be current. Subject to approval by the Board- Please email kimu@stany.org before purchase.

$225.00 Buy-side Non-Member Ticket. Subject to approval by the STANY Board. Please email kimu@stany.org prior to purchase.
$250.00 after 4:00 pm April 4

$20.00 Raffle to Benefit Madison Square Boys & Girls Club

$100.00 6 Raffle Tickets to Benefit Madison Square Boys & Girls Club