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STANY is the voice of the trading community in the Great New York City area. STANY represents individuals, engaged in the buying, selling and trading of securities. STANY does not represent a single business or business model, but rather provides a forum for trading professionals from institutions, broker-dealers, ECNs, ATSs and systems providers to share their unique perspectives on issues facing the securities markets. Our members work together to promote their shared interest in efficient, liquid markets, as well as their concern for investor protection. We believe that strong and efficient markets require an appropriate balance between effective regulation and innovation and competition.
Stories of interest highlighted are do not necessarily reflect the opinions of the STANY Board or the membership. We hope that you will find the articles chosen to be of interest and the links to the left to be a quick resource to other news stories and market information.
STANY and STA file comments to SEC's proposed amendments to Reg SHO
STANY comments on Reg. SHO FAQs 2.4 and 2.5 October 13, 2009
See STANY's Letter in response to SEC's Supplemental Request for Comment STANY_Comment_Reg_Sho_9-21-09
See STA's Letter in response to SEC's Supplemental Request for Comment
Reg SHO Alt Uptick Rule Comment Letter 9 21 09 Final
See STANY's Letter STANY_Letter_RegSHO_June2009
See STA's Letter Short Sale Comment Letter 6 19 09 - Final
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