NYSE Group is a subsidiary of Intercontinental Exchange (NYSE: ICE), a Fortune 500 company and provider of marketplace infrastructure, data services and technology solutions to a broad range of customers including financial institutions, corporations and government entities, as well as a leading technology provider for the U.S. residential mortgage industry. NYSE Group’s equity exchanges -- the New York Stock Exchange, NYSE American, NYSE Arca, NYSE Chicago and NYSE National -- trade more U.S. equity volume than any other exchange group. The NYSE is the premier global venue for capital raising. NYSE Arca Options and NYSE Amex Options are leading equity options exchanges. To learn more, visit www.nyse.com.
The growth in electronic trading has increased the amount of natural liquidity that is being governed by an algorithmic execution strategy. As an unintended consequence, institutional natural liquidity has become latent, unfindable, and uncrossable, because it is trapped in an algo, waiting for future market volume.
This reality has constrained the ability of people and their algo’s to differentiate their results and is impacting buyside portfolio performance through extended portfolio implementations.
We are an institutional ATS focused on eliminating these constraints by improving liquidity discovery and natural cross rates amongst algorithmic orders. Our solution creates the new dimension of “liquidity length” to compliment the market’s existing “liquidity depth.”
KX software powers the time-aware data-driven decisions that enable fast-moving companies to outpace competitors, realizing the full potential of their AI investments. The KX platform delivers transformational value by addressing data challenges related to completeness, timeliness and efficiency, ensuring companies understand change over time and can achieve faster, more accurate insights at any scale, cost-effectively.
KX is essential to the operations of the world's top investment banks, aerospace and defense, high-tech manufacturing, healthcare and life sciences, automotive and fleet telematics organizations. The company has established offices and a robust customer base across North America, Europe, and Asia Pacific. For more information visit www.kx.com.
Cboe Global Markets (Cboe: CBOE), the world's go-to derivatives and securities exchange network, delivers cutting-edge trading, clearing and investment solutions to people around the world. Cboe provides trading solutions, products and market data in multiple asset classes, including derivatives, equities and FX, across North America, Europe and Asia Pacific. Above all, we are committed to building a trusted, inclusive global marketplace that enables people to pursue a sustainable financial future. To learn more, visit www.cboe.com.
Clearpool is a provider of fully-customizable, holistic electronic trading solutions for broker-dealers. The Clearpool Algorithmic Management System (AMS) provides sell-side market participants with a suite of algorithmic trading tools and analytics that empowers them to achieve better quality executions in an evolving equity market structure and competitive landscape. We have decades of experience in trading, market microstructure, and electronic trading technologies. Our solutions are designed to democratize electronic trading by offering transparency, trust, and control from strategy to execution. Clearpool's trading technology is available across North America and EMEA.
BMO Financial Group acquired Clearpool in 2020. Clearpool is the brand name for the Electronic Trading Technology Platform of BMO Financial Group.
Hudson River Trading is a multi-asset class quantitative trading firm that provides liquidity on global markets and directly to our clients. We have built one of the world's most advanced computing environments for research and development, modeling, and risk management, and are at the forefront of technical innovation for financial markets everywhere. We are thoughtful market leaders, committed to the health and longevity of the global markets.
IEX Exchange is a U.S. stock exchange designed to provide superior execution quality and set a new standard for trading. Since launching in 2016, the exchange has grown to be one of the largest exchange operators globally, by notional value traded. To learn more about IEX Exchange visit iexexchange.io or search IEX.
Webull is a leading online investment platform built on advanced global infrastructure, empowering users to achieve financial goals with powerful charting tools, real-time data, and cutting-edge technology. The platform offers low-cost trading in securities, options, and futures, along with wealth management services. Webull Financial LLC is registered as a broker-dealer with the SEC and a futures commission merchant with the CFTC, and is a member of FINRA, NFA, and SIPC. Advisory services are provided by Webull Advisors LLC, an SEC registered investment advisor. All investing involves risk, including the potential loss of principal. Options involve unique risks not suitable for all investors. Please visit www.webull.com/disclosures to read the ODD. For more information, visit www.webull.com
XTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and crypto. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer differentiated liquidity directly to clients worldwide. The firm trades over $250bn a day across 35 countries and has over 250 employees based in London, Singapore, New York, Paris, Bristol, Mumbai and Yerevan.
Goldman Sachs FICC and Equities business brings the comprehensive reach and diverse capabilities of a global firm to bear for the world’s leading asset managers, hedge funds, banks and brokerages, pensions, endowments and foundations, and corporations and governments. Operating at the center of global financial markets, we combine out-of-consensus market insights, relentless proactivity, and a commitment to deliver unmatched execution with superior products and solutions built to drive performance and withstand volatility.
24 Exchange allows market participants to seamlessly exchange their exposures at the lowest possible cost. 24 Exchange’s mission is to enable members to initiate the most cost-effective trades across a growing range of global asset classes, 24 hours a day, with creative and unique workflows. Through its 24X Bermuda Limited affiliate, the company offers FX NDFs, Swaps and Spot trading to institutional clients. 24 Exchange also operates 24X National Exchange (24X), the first national securities exchange approved by the SEC that will allow trading of U.S. securities 23 hours each workday via broker-dealer firms who are members of the Exchange. 24X currently offers 16/5 trading and expects to expand to 23/5 trading in the second half of the year. More information is available at https://24exchange.com/
The Canadian Securities Exchange is a rapidly growing stock exchange focused on working with entrepreneurs to access the public capital markets in Canada and internationally. The Exchange's efficient operating model, advanced technology and low fee structure help companies of all sizes minimize their cost of capital and maximize access to liquidity.
Our client-centric approach and corresponding products and services ensure businesses have the support they need to confidently realize their vision.
The CSE offers global investors access to an innovative collection of growing and mature companies.
CoinRoutes is a best-in-class institutional-grade crypto trade Execution Management System (EMS). With CoinRoutes, you can achieve the best execution
by trading on over 65 major CEXs, DEXs, and Liquidity Providers covering more than 3,000 assets (spot, perpetuals, futures) via a single API or our trading app. In a single order, you can trade across DeFi and CeFi, using CEXs, DEXs, and LPs. Our system allows you to choose counterparties instantly and allows you to diversify your counterparty risk. CoinRoutes' patented distributed architecture allows our clients to keep control over their digital wallets and keys. Our advanced algorithms, which include automated spread trading and multi-product trading in a single order, will achieve the lowest costs while minimizing market impact and filling orders faster to reduce slippage. Additionally, our built-in transaction cost analysis (TCA) will help you evaluate your trading performance across our five benchmarks, including our proprietary Cost Calculator. CoinRoutes was founded in 2017 to handle the unique market structure of crypto assets by ex-Two Sigma, ITG, and Lava executives. To learn more, visit: coinroutes.com
Liquidnet is a leading technology-driven, agency execution specialist that intelligently connects the world’s investors to the world’s investments. Since our founding in 1999, our network has grown to include more than 1,000 institutional investors and spans 49 markets across six continents. We built Liquidnet to make global capital markets more efficient and continue to do so by adding additional participants, enabling trusted access to trading and investment opportunities, and delivering the actionable intelligence and insight that our customers need. For more information, visit www.liquidnet.com and follow us on X @Liquidnet.
MEMX is a technology-driven exchange operator serving the global investment community. It offers a simpler, more cost-effective, and transparent way to access liquidity through its MEMX Equities and MEMX Options exchanges, as well as by licensing and operating MEMX technology for clients. MX2 Options, a new pro-rata exchange will go live in Q2 2026, bringing the total number of markets operated by MEMX to six. Founded in 2019 by a diverse group of financial firms, MEMX’s mission is to create healthy competition and advocate for market structure reform that results in more efficient and sensible trading experiences for all investors.
Nasdaq is a global technology company serving corporate clients, investment managers, banks, brokers, and exchange operators as they navigate and interact with the global capital markets and the broader financial system. We aspire to deliver world-leading platforms that improve the liquidity, transparency, and integrity of the global economy. Our diverse offering of data, analytics, software, exchange capabilities, and client-centric services enables clients to optimize and execute their business vision with confidence. Our organizational structure aligns our businesses with the foundational shifts that are driving the evolution of the global financial system. We manage, operate and provide our products and services in three business segments: Capital Access Platforms, Financial Technology and Market Services. To learn more, visit: http://www.nasdaq.com
Robinhood Markets, Inc. (NASDAQ: HOOD) transformed financial services by introducing commission-free stock trading and democratizing access to the markets for millions of investors. Today, Robinhood, through its subsidiaries, lets you trade stocks, options, futures (which includes event contracts), and crypto, invest for retirement, earn with Robinhood Gold, and access an expert-managed portfolio with Robinhood Strategies. Headquartered in Menlo Park, California, Robinhood puts customers in the driver's seat, delivering unprecedented value and products intentionally designed for a new generation of investors.
StoneX Group Inc. (NASDAQ: SNEX) is an institutional-grade financial services franchise, offering advanced digital platforms, end-to-end clearing and execution services, and deep expertise to our clients worldwide.
StoneX was founded in 1924 specializing in hedging futures and commodity contracts. More than a century later, we have grown into a leading publicly traded Fortune 50 financial institution (NASDAQ: SNEX) serving 54,000+ institutional, commercial, payments and 260,000+ self-directed clients around the world.
When it comes to international securities, it takes global reach to make markets. We have consistently ranked as the #1 market marker in OTC ADRs and foreign securities and leverage our expertise to offer more than 10,000 OTC ADRs and foreign common stocks to our clients, with 24-hour global coverage.
We earn our clients’ business and their trust by putting their interests first – every time. We focus on building long-term relationships with our clients that add value beyond individual deals and transactions. By deeply understanding your specific trading strategies and objectives, we help provide you with all the tools you need to succeed in the global markets.
DISCLAIMER: This event is being sponsored by StoneX Group Inc. StoneX Group Inc. is a group of companies that provides financial services worldwide through its subsidiaries. StoneX Group and The Security Traders Association of New York, Inc., are separate and unaffiliated companies and are not responsible for one another's policies, services, or opinions.
Blue Ocean Technologies, LLC (BOT) is a unique capital markets fintech company empowering global investors by making trading possible during US overnight trading hours. Blue Ocean Technologies’ US broker dealer subsidiary, Blue Ocean ATS, LLC, and its trading system Blue Ocean Alternative Trading System (BOATS), currently trade US National Market System (NMS) stocks from 8:00 pm to 4:00 am ET from Sunday – Thursday. Founded in 2019, Blue Ocean ATS is on a mission to transform US trading to Global trading via its flagship service, Blue Ocean Session, providing access and transparency to subscribers in all time zones during non-traditional US market hours. Learn more about how to connect to: sales@blueoceanats. For additional information, please visit our website: www.blueocean-tech.io
Bruce Markets operates Bruce ATSTM, a U.S. equities alternative trading system enabling overnight trading from 8:00 PM to 4:00 AM ET. Underpinned by exchange-grade technology and market rules, led by industry veterans and backed by leading firms from across the trading ecosystem, Bruce provides a high-performance, resilient venue that bridges the U.S. after-hours and pre-market sessions. By providing a credible source of after-hours liquidity for brokers and investors, and leading the evolution of always-available markets, Bruce brings needed competition to the ecosystem and is redefining after-hours trading worldwide. To learn more, visit www.brucemarkets.com.
Clear Street’s mission is to give every sophisticated investor access to every asset, in every market, through a unified platform built for speed, transparency and scale. We give our clients the technology, tools and service once reserved for the largest institutions, rebuilt with modern infrastructure. Our single, cloud-native, end-to-end capital markets platform powers investor growth today and transforms how they interact with markets tomorrow. For more information, visit https://clearstreet.io.
EDX Markets is a fast-growing digital asset company which operates a marketplace designed to meet the needs of both crypto-native firms as well as the world's largest financial institutions. EDX enables safer, faster, and more efficient trading of digital assets, leveraging best practices from traditional financial markets on a purpose-built crypto platform. EDX is backed by a consortium of major financial firms, including Citadel Securities, Fidelity Digital Assets, Virtu Financial and Charles Schwab, as well as prominent crypto Venture Capital firms Sequoia, Pantera, and Paradigm.
About FlexTrade Systems Sell-Side Trading Solutions
FlexTrade Systems is a global financial technology firm that aims to boost trading efficiency by simplifying the complexities of today's trading workflows by providing a unified, open-architecture multi-asset sell-side trading platform. FlexTrade achieves this by underpinning cutting-edge, API-rich technology with highly-specialized service and support for high touch and low touch businesses across cash, program trading, futures & options, ETF, swaps, and foreign exchange workflows. Whether the focus is market-making, agency, retail, or, proprietary trading desks, FlexTrade can enhance straight-through processing for the complete order management lifecycle from order receipt, and trading, to middle and back-office workflows, in a single modular technology platform.
IMC is a leading global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Founded in 1989, IMC employs more than 1,900 talented individuals across offices in Europe, the US, Asia-Pacific, and India. Its core business is to provide essential liquidity in financial assets on trading venues, and to deliver the best outcome in value and risk to investors. IMC engages in trading activities on its own account and employs advanced algorithms, statistical techniques, and innovative technologies to execute its strategies. Its venture capital arm, IMC Trading & Tech Investments, connects innovative trading start-ups and scale-ups with IMC’s world-class expertise and financial backing to drive long-lasting value and success across the industry.
Instinet provides technologically advanced, agency-model brokerage services to institutional clients worldwide. As the wholly-owned execution services arm of Nomura Group, Instinet seeks to add value across the investment life cycle, providing: Agency Execution Services; Crossing & Liquidity Aggregation; and Workflow Solutions via Instinet Technology Solutions. We help institutional investors create, protect and capture alpha, reduce complexity, and lower overall trading costs to ultimately improve investment performance. Over the course of our more than 50-year history, Instinet has been a pioneer in electronic trading, creating of an array of now industry-standard technologies and services. For more information on how Instinet’s commitment to being nimble and innovative helps clients every day, please visit www.instinet.com
Maxim Group is a leading full-service investment bank, securities and wealth management firm headquartered in Midtown Manhattan. Formed in 2002 as an independent and 100% employee-owned firm, Maxim provides customized solutions to a diverse range of corporate clients, institutional investors, and high-net-worth individuals.
Maxim’s Equity Trading desk makes markets in over 9,000 stocks across NASDAQ, NYSE, Domestic OTC, OTC ADRs, and Foreign Ordinary Shares, offering full local market access to trade in dozens of countries worldwide.
Maxim’s comprehensive array of financial services includes investment banking, global institutional sales, equity research, fixed income and derivative sales & trading, merchant capital, private wealth management, and prime brokerage services.
Maxim Group is a registered broker-dealer with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (MSRB), and is a member of FINRA, SIPC, and NASDAQ.
MCAP is a leading financial technology firm and one of the most active electronic market makers in securities globally. Operating across 40+ countries, we trade over 10,000+ securities and execute more than 500,000+ transactions monthly. Through our core businesses—Market Making, Platform Solutions (QwickRoute), and Data Analytics—we provide institutional clients with deep liquidity, advanced execution tools, and powerful data insights. Our mission is to bring efficiency, transparency, and innovation to financial markets worldwide, helping institutions confidently navigate today’s dynamic trading landscape.
Mirae Asset Securities (USA) Inc. is a New-York based entity founded in 1992 and operates an institutional capital markets platform servicing institutional investors with complex global needs. The firm specializes in offering Prime Brokerage, Securities Financing, Agency Execution, Correspondent Clearing, Global Portfolio Trading and ETF Solutions.
Mirae Asset Financial Group (which includes Mirae Asset Securities USA Inc.), is a global financial services company providing comprehensive financial services including asset management, wealth management, investment banking and life insurance products and services. Operating in 19 markets and across 5 continents, the group manages assets worldwide of over $754.5 Billion (as of September 2025).
Mosaic Platforms, Inc., founded in 2024, is a privately held technology company. Mosaic is creating the standard for compatibility-based trading — powered by MERIT (Market Execution Rating for Informed Trading), an independent, objective, quantitative compatibility scoring and rating system. Mosaic ATS, LLC (FINRA/SIPC member), is the first MERIT-driven market center. Learn more at mosaicplatforms.com.
The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility, OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission, the U.S. Commodity Futures Trading Commission, and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty clearing and settlement services to 21 exchanges and trading platforms. OCC also provides free and engaging educational resources about the benefits and risks of options through its Options Industry Council (OIC).
Old Mission is a global proprietary trading firm that leverages state-of-the-art technology and research to identify and execute profitable trading strategies across multiple asset classes around the world. Our offices in Chicago, New York, and London are all composed of naturally curious individuals who thrive in a team environment and constantly strive for improvement. Old Mission does not seek capital from outside investors, allowing us the flexibility to aggressively invest in our team members and keep them engaged in the firm’s growth.
Old Mission partners with the industry’s most sophisticated institutional investors to provide competitive pricing for many ETFs, listed options, and fixed income securities. We help customers efficiently transfer risk, putting our own capital on the line each day. We specialize in taking short- and long-term positions in instruments other market makers can’t or won’t, bringing our quantitative trading expertise and unrivaled prices directly to the buy side. We’re transparent about who we are and how we work. Our customer-centric and unpretentious culture greatly benefits our clients, who find that our approachable team provides a service level and willingness to problem-solve that offers a unique value proposition to their execution workflow. We are committed to building a long-term partnership with the issuer and institutional investment communities through our unconflicted business model. We have taken great care to ensure that our interests are fully aligned with those of our clients
OneChronos is a venture-backed technology company building the world’s best auctions for the most challenging and complex matching markets.
OneChronos is a Smart Market platform – the technical term for markets that match counterparties using mathematical optimization. Smart Markets, including our own, have a proven ability to outperform traditional markets on metrics such as price improvement, liquidity, fairness, and adverse selection.
Operating a computationally intensive Smart Market platform at the speed, scale, and complexity requirements of capital markets wasn’t possible until now. OneChronos is pioneering the artificial intelligence and technology that makes it possible.
Tethys Technology stands at the forefront of the industry, offering a comprehensive suite of solutions including our proprietary TethysAlgo and TethysTCA (Transaction Cost Analysis). Our flagship product. TethysAlgo is an innovative, multi-asset global trade execution algorithmic library that provides traders with sophisticated execution strategies, including Programs and Spreads, to enhance control and transparency. TethysTCA provides insightful analytics to optimize trading strategies, ensuring efficient execution and minimizing costs for our clients.
Our Intelligent SOR (Smart Order Routing) empowers users to effectively manage fees, rebates, dark pool, and conditional orders, resulting in cost reduction and improved performance. Our SOR is unique as it can do cross -border currency adjusted routing and also consumes proprietary ELP, CRB and SI data feeds, At the heart of Tethys Technology is a unique fusion of expertise in quantitative finance, machine learning/AI, market microstructure, and trading technology.
In addition to our existing offerings, we are proud to introduce groundbreaking advancements. Our latest development includes STP (Self-Trade Prevention) tools. These customizable tools are designed to mitigate the risk of unintended self-trading, enhancing compliance and safeguarding against potential market disruptions.
Our commitment to innovation extends beyond individual products. We continue to invest in research and development, leveraging expertise in quantitative finance, machine learning, and market microstructure to stay ahead of evolving market dynamics. This enables us to deliver cutting-edge solutions tailored to the unique requirements of our clients. With a global footprint spanning key financial markets, including the US, Canada, LATAM, EMEA, and Asia, Tethys Technology remains dedicated to providing unparalleled support and solutions that empower our clients to thrive in the dynamic landscape of electronic trading.
About Prometheum Inc.
Prometheum Inc. is a market infrastructure provider for digital assets — including digitally-native securities, tokenized securities, and select digital assets available within our regulated broker-dealer framework — serving the full digital security lifecycle from issuance and capital formation to trading, custody, clearing, and settlement through its network of FINRA member and SEC-registered broker-dealer affiliates.
Founded in 2017 by a team of securities attorneys, blockchain technologists, and financial services veterans, Prometheum's technology, operations, and controls were designed from the ground up for digital asset issuance, custody, and trading under U.S. federal securities laws — enabling financial services firms to build digital asset businesses through familiar broker-dealer workflows and compliance frameworks.
The company operates through four subsidiaries. Prometheum Capital, a FINRA member and SEC-registered broker-dealer, is authorized for and provides digital asset custody, clearing, and settlement for digital asset securities. Its correspondent clearing infrastructure enables broker-dealers to access and offer digital assets through existing brokerage accounts without building proprietary systems or applying for new licenses. ProFinancial provides issuance and distribution services for digital securities. Prometheum ATS is a FINRA member and SEC-registered alternative trading system for secondary market trading. In addition to our broker-dealer affiliates, Prometheum Coinery serves as an SEC-registered digital transfer agent.
Headquartered at 120 Wall Street in New York, Prometheum is building the market infrastructure America needs to lead the next generation of capital markets.
Raptor delivers the industry’s highest-performing FIX infrastructure while providing a complete suite of electronic trading solutions for buy-side and sell-side firms. Its high-performance FIX engine and global routing network support clients worldwide with reliable 24/6 coverage and consistently strong uptime. Built on a flat-file architecture, the platform enables ultra-low-latency transformation, normalization, and distribution of inbound and outbound messages, allowing firms to process trading activity with exceptional speed and efficiency. Clients maintain a single FIX or API connection to Raptor’s intelligent FIX hub, which seamlessly routes orders across internal trading desks and systems as well as to external execution venues.
Beyond connectivity, Raptor supports the full trading lifecycle with an integrated set of tools designed to scale from emerging participants to global institutions. The platform combines managed connectivity, smart order routing, and cross-asset global routing with robust order and execution management capabilities. Additional functionality includes liquidity solutions, trading analytics, risk management, pre-trade compliance, and comprehensive post-trade and regulatory reporting. Backed by a fully redundant global network with dynamic failover and superior connectivity, Raptor delivers the performance, resilience, and scalability that traditional systems often cannot match, enabling firms to manage trading operations efficiently while accessing new levels of capacity and flexibility across global markets.
Taft is one of the fastest growing national law firms in the United States, with industry leading capital markets, securities, M&A, finance, and FinTech practices. Widely recognized as a preeminent, strategic, and value-adding legal partner, Taft strategically navigates business transactions and complicated regulatory environments in a wide range of industries throughout the United States and beyond. Our top-ranked Chambers lawyers work seamlessly with clients, bankers, and other business professionals to enhance clients’ ROI and deliver creative solutions for their current business needs and long-term objectives. Our 1,250+ domestic lawyers with a global network provide quality legal services and creativity driven by a client-partnership and client-first focus. Come chat with us, and you’ll see the Taft difference, and why Taft is The Modern Law Firm.
About Talos
Talos provides institutional-grade technology and data that supports the full digital asset investment lifecycle, including liquidity sourcing, price discovery, trading, settlement and portfolio management. Engineered by a team with unmatched experience building institutional trading, portfolio and data systems, the Talos platform connects institutions to key providers in the digital asset ecosystem – exchanges, OTC desks, prime brokers, lenders, custodians, and more – through a single interface. For additional information, visit www.talos.com.
The future is now.
From artificial intelligence to self-driving cars to data-driven insights and predictions, it’s happening right before our very eyes. At TMX, our vision is as crystal clear as yours, because like you, we’ve had our sights set on what’s next since Day 1. Because when you’re perpetually thinking forward, the future is yours to see.
TMX powers capital and commodity markets, investment and economic growth for clients across North America and around the world.
Our thriving ecosystem includes Private Markets, Insights, Community, Venture Exchange, Alpha Exchange, CDS, CDCC, Trayport and Shorcan.
We're headquartered in Toronto with offices in Montreal, Calgary, Vancouver, New York, Houston, London and Beijing.
Our TMX work culture is about collaboration, innovation and supporting our teams to succeed so we can achieve our courageous, client-centric ideas together. We prioritize equity, diversity and inclusion, and employee wellness. In December 2021, we were recognized as one of Greater Toronto's Top Employers for 2022.
TradeUP Securities, Inc. provides global institutional and corporate clients with innovative solutions for securities trading, clearing, and financing. Our cost-effective, customizable services cater to hedge funds, trading firms, family offices, and other financial institutions seeking efficient market access.
Trading & Execution:
TradeUP offers seamless execution for U.S. equities, options, OTC securities, fractional shares, and margin trading with 24/5 market access. Available on mobile, web, and desktop, the platform features advanced analytics, and customizable trading tools to support data-driven decision making.
Clearing, Custody & Securities Lending:
- Clearing & Settlement Services: TradeUP offers comprehensive clearing capabilities, including ACATs, DRS, DWAC, and FOP transfers, with self-clearing options for both retail and institutional clients.
- Secure Asset Custody: Reliable custody services ensuring the safekeeping of client assets.
- Securities Lending Solutions: Our in-house stock lending desk provides fully paid securities lending and customized financing options.
Correspondent Clearing:
Institutional Hub:
With dedicated multilingual support and a technology-driven infrastructure, TradeUP empowers financial institutions with a reliable, scalable, and efficient trading ecosystem.
Virtu is a leading financial firm that leverages cutting edge technology to deliver liquidity to the global markets and innovative, transparent trading solutions to our clients. As a market maker, Virtu provides deep liquidity in over 25,000 securities, at over 235 venues, in 36 countries worldwide that helps to create more efficient markets. We leverage our market structure expertise and scaled, multi-asset technology infrastructure to provide a complete suite of client solutions, including transparent agency execution and broker-neutral offerings.
About BMLL Technologies
BMLL Technologies is the leading, independent provider of harmonised, Level 3, 2 and 1 historical data and analytics to the world’s most sophisticated capital market participants, covering global equities and ETFs, as well as global futures and US equities options.
BMLL offers banks, brokers, asset managers, hedge funds, global exchange groups, academic institutions, and regulators immediate and flexible access to the most granular Level 3, 2 and 1 T+1 order book data and advanced analytics. BMLL gives users the ability to understand market behaviour, accelerate research, optimise trading strategies, and generate alpha more predictably.
Broadridge Financial Solutions (NYSE: BR), a global Fintech leader with $5 billion in revenues, provides the critical infrastructure that powers investing, corporate governance, and communications to enable better financial lives. We deliver technology-driven solutions that drive business transformation for banks, broker-dealers, asset and wealth managers and public companies. Broadridge's infrastructure serves as a global communications hub enabling corporate governance by linking thousands of public companies and mutual funds to tens of millions of individual and institutional investors around the world. Our technology and operations platforms underpin the daily trading of more than $9 trillion of equities, fixed income and other securities globally. A certified Great Place to Work®, Broadridge is part of the S&P 500® Index, employing over 13,000 associates in 21 countries. For more information about us, please visit broadridge.com.
For Asset Managers, we help drive business transformation with solutions for optimizing efficiency, accelerating product innovation, understanding and increasing market share, maximizing data accuracy and visibility, and navigating risk. Our integrated, front-to-back investment management solutions with multi-asset class support allow our clients to dive into new markets, such as private debt, without adding substantial technology and operations support to get there. Our clients can further focus on alpha-generating activities, while Broadridge provides the technology and operations team to perform mission-critical but non-differentiating operational activities, such as asset servicing, loan/private debt processing, and client billing.
Ferretti Group, Inc. is one of the largest women-owned independent broker-dealers on the New York Stock Exchange, delivering high-touch, conflict-free U.S. equity execution since 1999. For more than 25 years, the firm has provided institutional investors with disciplined order handling, deep market-microstructure expertise, and a commitment to transparency that has defined its reputation on the NYSE trading floor. Operating from its post on the Exchange, Ferretti Group, Inc. offers a suite of specialized services designed to enhance execution quality and reduce market impact. These include anonymity of execution, D-Quote order access for late-day flexibility, parity advantages available only to floor brokers, real-time opening price and volume menus, early market-on-close imbalance information, and comprehensive commission-management solutions. The firm also serves as an Equity Outsourcing Desk, working directly with portfolio managers and analysts to provide cost-conscious, high-touch trading support. The firm was founded by Stephen Ferretti, who began his Wall Street career in the mid-1980s at Goldman Sachs. In 1999, he became a member of the New York Stock Exchange and launched Stephen M. Ferretti, Inc., a direct-access brokerage serving banks, insurance companies, hedge funds, and mutual funds. Under the current leadership of President and CEO, Phyllis Woods, the firm has expanded its capabilities while maintaining its core principles of integrity, discretion, and client-first execution. With a seasoned trading team and a fully disclosed clearing relationship with RBC Clearing & Custody, Ferretti Group, Inc. continues to serve asset managers, pensions, endowments, foundations, family offices, and mission-driven institutions.
Jane Street is a global quantitative trading firm and liquidity provider trading a wide range of financial products, including ETFs, equities, futures, commodities, options, bonds, and currencies. We have offices in New York, London, Hong Kong, and Amsterdam which allow us to make markets continually on more than 200 trading venues in over 40 countries around the world. We excel at providing liquidity in complex markets, especially during periods of dislocation and volatility. While our committed capital and firmwide risk book provides us with the capacity, our technology and flat structure fosters a culture of collaboration that facilitates these complex trades.
KeyBanc Capital Markets is a leading corporate and investment bank providing capital markets and advisory solutions to dynamic companies capitalizing on opportunities in changing industries. Our deep industry expertise, broad capabilities and unique ideas are seamlessly delivered to companies across the Consumer & Retail, Diversified Industries, Healthcare, Industrial, Oil & Gas, Real Estate, Utilities, Power & Renewables, and Technology verticals. With more than 800 professionals across a national platform, KeyBanc Capital Markets has raised more than $125 billion of capital for their clients and has an award-winning equity research team that provides coverage on over 500 publicly traded companies. Securities products and services are offered by KeyBanc Capital Markets Inc., member FINRA/SIPC, and its licensed securities representatives. Banking products and services, are offered by KeyBank N.A.
Piper Sandler Companies (NYSE: PIPR) is a leading investment bank driven to help clients Realize the Power of Partnership®. Founded in 1895, the firm is headquartered in Minneapolis with more than 60 offices across the U.S. and in London, Aberdeen and Hong Kong. We offer a full suite of products to serve our clients’ business life cycle needs, geographic reach in an increasingly global market, and deep expertise in our core sectors. Learn more at PiperSandler.com.
Scotiabank is a leading bank in the Americas and the only bank with operations in Canada, US and the Pacific Alliance countries. Guided by our purpose: “for every future”, wehelp our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. TSX: BNS; NYSE: BNS http://www.scotiabank.com Follow us on Twitter @Scotiabank
Scotiabank’s newest product offering - ScotiaRED – is a series of state-of-the-art electronic trading tools that provide high-quality execution available to our Equities, Fixed Income, and Foreign Exchange clients. Scotia is uniquely positioned in the Americas and provide a seamless, single-ticket experience. In the US, the ScotiaRED next-gen algorithms offer institutional clients the ability to interact directly with the broad liquidity of the Bank. In Canada, ScotiaRED provides reliable and easy-to-use solutions with a distinct and customizable edge. In Latin America, Scotia leverages on-the-ground presence for access to liquidity and expert knowledge of local market structure to provide a truly differentiated approach.
Siebert Williams Shank & Co., LLC (SWS) is an independent non-bank financial services firm that offers investment banking, sales and trading, research, and advisory services. We provide customized solutions incorporating comprehensive financial advisory, capital raising and risk management guidance with the mission of delivering the highest level of value-added services to our clients. Dually headquartered in New York and Oakland, our firm is comprised of over 125 diverse professionals spanning over 19 offices across the United States.
SWS serves a broad spectrum of clients, including corporations, governments, municipalities and institutional investors. Building enduring client partnerships through integrity, experience, and results is our priority.
Truist Securities is the full-service corporate and investment banking arm of Truist Financial Corporation (NYSE: TFC). With a rich history extending back more than 125 years, Truist Securities offers a robust capital markets and investment banking platform that includes a comprehensive array of strategic advisory, mergers and acquisition, and capital markets capabilities for corporate and institutional clients, including sales, trading and research services in both fixed income and equity. The firm also provides corporate finance, asset finance, risk management, liquidity, and treasury management solutions to meet clients' full spectrum of financial needs. Headquartered in Atlanta, Truist Securities has offices located across the U.S. Learn more at www.truistsecurities.com.
At State Street Investment Management, we have been helping create better outcomes for institutions, financial intermediaries, and investors for nearly half a century. Starting with our early innovations in indexing and ETFs, our rigorous approach continues to be driven by market-tested expertise and a relentless commitment to those we serve. With over $5 trillion in assets managed* , clients in over 60 countries, and a global network of strategic partners, we use our scale to deliver a comprehensive and cost-effective suite of investment solutions that help investors get wherever they want to go.
*This figure is presented as of December 31, 2025 and includes ETF AUM of $1,950.80 billion USD of which approximately $173.02 billion USD in gold assets with respect to SPDR products for which State Street Global Advisors Funds Distributors, LLC (SSGA FD) acts solely as the marketing agent. SSGA FD and State Street Investment Management are affiliated. Please note all AUM is unaudited.
Apex Fintech Solutions provides the tools and services that enable hundreds of clients to launch, scale, and support digital investing for tens of millions of end investors. The company provides essential infrastructure and a comprehensive ecosystem of cloud-based products to enable and streamline trading, wealth management, cost basis, tax reporting, and, through its subsidiary Apex Clearing™, custody and clearing. For more information, visit the Apex Fintech Solutions website: https://www.
BXS is a trade data analytics firm that builds cutting-edge technology to deliver high-performance software solutions and powerful market insights to broker-dealers, buy-side firms, hedge funds, market centers, and individual traders. BXS focuses on providing Best Execution tools, trading analytics and surveillance software across a range of asset classes, which enable market participants to meet a variety of reporting obligations while also unlocking competitive advantages. Founded in 2015 by the team that helped shape the modern equites reporting landscape and built on a robust modular platform, BXS combines made-to-measure solutions with exceptional client service, enabling a streamlined, highly intuitive process that minimizes cost.
Since launch in 2003, BOX has revolutionized equity options trading, blending time-honored market structures with today's technological advancements. Jointly owned by TMX Group and leading broker/dealers, BOX offers an electronic and open outcry trading platform. Our market is known for its transparent, efficient, and user-friendly approach. The advanced trading engine, with an open API and FIX gateway, seamlessly integrates into traders' existing systems, ensuring optimal connectivity.
Eventus provides state-of-the-art, at-scale trade surveillance software across all lines of defense. Its powerful, award-winning Validus platform is easy to deploy, customize and operate across equities, options, futures, foreign exchange (FX), fixed income and digital asset markets. Validus is proven in the most complex, high-volume and real-time environments of Eventus’ rapidly growing client base, including tier-1 banks, broker-dealers, futures commission merchants (FCMs), proprietary trading groups, market centers, buy-side institutions, energy and commodity trading firms, and regulators. Client’s rely on the platform, coupled with the firm’s responsive support and product development, to overcome its most pressing trade surveillance regulatory challenges. For more, visit www.eventus.com.
FUTU is a leading global investment and trading platform trusted by more than 27 million investors worldwide. FUTU/Moomoo enables users to make well-informed investment decisions. With advanced charting tools, pro-level analytical features, FUTU fosters a dynamic community where investors can share, learn, and grow together.
Founded in the US, FUTU has expanded its global presence to serve investors across Singapore, Australia, Japan, Canada, Malaysia, and New Zealand. The company is an independent brand of FUTU Holdings Limited (Nasdaq: FUTU), a Hong Kong-based fintech company transforming the investing experience by offering digital financial services in multiple markets.
Oppenheimer’s Equities division strives to create exceptional value for our corporate and institutional clients. Our goal is to be the premier research, trading, and capital solutions firm for the markets we serve.
Our core capabilities include:
- A research department of more than 100 research professionals providing coverage of over 600 companies across a wide range of industries, with a particular focus on mid- and small-cap companies
- Over 75 institutional sales professionals operating throughout the U.S., U.K., Israel, Asia, and Europe through various affiliates
- A global trading platform that provides execution in all venues and on numerous exchanges throughout the world
- An Equity Capital Markets Group that offers innovative and comprehensive capital markets solutions
In addition to these capabilities, we offer specialized service and expertise in portfolio trading, event and merger arbitrage, convertible securities, SPACs, UIT’s, closed end funds, Derivatives and ETFs.
Pragma is an independent, quantitative trading technology provider specializing in algorithmic and analytical services. Pragma’s broker-neutral, multi-asset trading solutions power traditional asset managers, hedge funds, broker-dealers, global banks, and exchanges. Pragma does not trade proprietarily or internalize order flow. For more information, please visit www.pragmatrading.com
TRAFiX is a broker neutral FinTech company focused on providing innovative trading applications to the Financial Services Industry. Our products and services include Order and Execution Management solutions, real-time FIX connectivity and normalized API interfaces to address the functional and regulatory requirements of our customers. Our scalable offering has been specifically designed to utilize the latest enhancements in development and enterprise architecture to resolve the growing challenges faced by today’s trading community. TRAFiX currently supports electronic equity, option and complex option trading, however our open architecture allows for the ongoing addition of asset classes. The TRAFiX team has decades of experience and is singularly focused on designing superior applications that integrate within our customer’s technology ecosystem and lowers the total cost of ownership.
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. It also provides diversified asset management solutions and focused investment banking capabilities. UBS manages 6.9 trillion dollars of invested assets as per the third quarter 2025. UBS helps clients achieve their financial goals through personalized advice, solutions and products. Headquartered in Zurich, Switzerland, the firm is operating in more than 50 markets around the globe. UBS Group shares are listed on the SIX Swiss Exchange and the New York Stock Exchange (NYSE).
Williams & Jensen was co-founded in 1970 by J. D. Williams, one of the most respected tax and business lobbyists in Washington, and the late Robert Jensen, known for his antitrust, securities, and litigation experience. The firm’s success continues the dual approach set at its beginning: highly effective government relations, grounded in technically proficient law.
Williams & Jensen has since grown to become one of the few leading independent law firms in Washington with a practice focused primarily on lobbying. We help companies and organizations influence legislation and the public policy process in Washington. The firm’s record of winning in Washington has attracted a clientele of leading companies, trade associations, and institutions, many relying on the firm’s services for more than three decades as one of the nation’s leading government affairs law firms.
WEX along with Wolverine Trading Technologies has become the leading provider of innovative order execution and management tools to institutional traders, back offices, and operation teams across the globe. With an offering that includes:
- Custom order flow management tools
- Intuitive order entry applications
- Best execution algos
- Comprehensive reporting services
- Customized Execution Solutions
- And a network of brokers
WEX has redefined institutional trading.
Citadel Securities is a leading global market maker across a broad array of fixed income and equity products. Our unique set of capabilities and tools are designed to drive down the cost of transactions, helping to meet the liquidity needs of asset managers, banks, broker-dealers, hedge funds, government agencies, and public pension programs. We strive to provide the most efficient execution and the highest caliber of services, making markets more fair and accessible for all.
OTC Markets Group Inc. (OTCQX: OTCM) operates regulated markets for trading 12,000 U.S. and international securities. Our data-driven disclosure standards form the foundation of our three public markets: OTCQX® Best Market, OTCQB® Venture Market and Pink® Open Market.
Our OTC Link® Alternative Trading Systems (ATSs) provide critical market infrastructure that broker-dealers rely on to facilitate trading. Our innovative model offers companies more efficient access to the U.S. financial markets.
OTC Link ATS, OTC Link ECN, OTC Link NQB, and MOON ATSTM are each an SEC regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered broker-dealer, member SIPC.
To learn more about how we create better informed and more efficient markets, visit www.otcmarkets.com.
DASH Financial Technologies, an ION company, is the leading US options technology and execution provider, offering fully customizable routing and order management solutions to financial institutions as well as complete order routing transparency featuring real-time visualization through the award-winning DASH360 platform. For more information, please visit http://www.
GTS is a multi-faceted trading firm specializing in transparent, customized liquidity solutions delivered from the most client-centric team in the industry. It partners with clients every day to nimbly solve their most important execution challenges. GTS combines broad industry experience with elite, dependable proprietary technology that has proven itself under the most unpredictable and extreme market conditions.
GTS is a cross-asset class liquidity provider. They are one of the largest traders of cash equities in the U.S., a leading wholesale market maker, a leading designated market maker at the NYSE, and a top trader of ETFs, options, Treasuries and foreign currencies. GTS is an established resource for liquidity expertise providing its solutions to many of the world’s leading financial institutions and public companies. In the private markets, GTS and its CEO Ari Rubenstein are the founder of ClearList LLC, which provides liquidity management and fundraising platforms to many of the country’s leading private companies, and Radkl, a pioneering digital asset investment and proprietary trading firm.
Regulatory Compliance & Trade Analytics Software
S3 is the premiere, full-service compliance and trade analytics software company that services many
of the world’s largest financial institutions and exchanges. S3’s sleek, easy-to-use platform offers
best-in-class solutions for international regulatory reporting, trade surveillance, CAT, TCA for trading
in any jurisdiction, and best execution analytics across multiple asset classes.
https://s3.com/
Find us on social:
LinkedIn: S3
Twitter: @S3Bestex
Facebook: S3
Instagram: @s3_regtech
n-Tier is an innovative financial technology company that couples deep industry expertise with a unique software platform to help institutions minimize the risks and costs associated with regulatory reporting. Our technology – combined with our team’s extensive knowledge of brokerage covering trading, middle-office, and settlement across all asset classes – allows us to provide clients with the support, guidance, and the automation needed to comply with these critical regulatory reporting requirements. Our Compliance Workbench is the only platform that has been proven to programmatically unwind the complexity of trade flows across all front- and backoffice environments to produce accurate regulatory reports while providing the independent monitoring and controls needed to manage reporting obligations.
MIAX® is a technology-driven leader in building and operating financial marketplaces across multiple asset classes enabled by our in-house built, proprietary technology. We believe the speed and performance of our technology combined with our fully-integrated, award winning customer service sets us apart from the competition.
Our history of growth and vision for the future is what reinforces our position as a global exchange operator. MIAX drives company growth through its pursuit of new opportunities and expanding reach into new markets by providing new trading products and embracing strategic alliances to provide services designed to meet the emerging needs of our trading community.
About Susquehanna
Susquehanna is a global quantitative trading firm founded by a group of friends who share a passion for game theory and probabilistic thinking. Our rigorous and analytical approach to decision making has led Susquehanna to become one of the largest and most successful proprietary trading firms in the world. In our offices around the globe, our employees are relentless problem solvers who collaborate to make optimal decisions.
What we do
Susquehanna’s deep integration of trading, technology, and quant research makes us experts in trading essentially all listed financial products and asset classes, with a focus on derivatives. We handle millions of trading transactions around the world every day as both a market maker and market taker. Our efforts provide liquidity and ensure competitive prices for buyers and sellers. While our presence in the market is broad, our trading desks are highly specialized to allow for a deep understanding of the unique drivers of each asset class.
BIDS operates a global block trading platform in equity securities. The BIDS platform uses a unique sponsored access model, and BIDS introduced the market to electronic conditional orders. In the U.S., the BIDS Trading Alternative Trading System (ATS) is the dominant player for block volume. BIDS expanded to European equities in 2016 and Canadian Equities in 2022. The BIDS network includes more than 500 global asset managers using the BIDS Trader front end and over 100 broker partners. BIDS is expanding its global footprint and diversifying its product and service offerings to customers worldwide. BIDS is a wholly owned subsidiary of Cboe Global Markets.*
*The BIDS ATS is not a registered national securities exchange or a facility thereof.
LeveL Markets is a dynamic equities marketplace and technology solutions provider and the broker-dealer owner of the LeveL ATS and Luminex. LeveL Markets is dedicated to driving innovation through collaboration with our unique ecosystem of buy- and sell-side clients. Our innovative approach to serving the financial services industry is highlighted by our robust buy-side connectivity gateway, offering trading opportunities in the U.S., Europe, and Canada. Our comprehensive range of customizable tools are built to serve both the institutional and sell-side communities and include our continuous crossing platform, VWAP trajectory order types, and sophisticated low-latency trading solutions.
IntelligentCross® is the #2 US equities trading venue by volume, according to FINRA Weekly ATS Reports. Founded in 2018, it was the first ATS to offer both dark and displayed liquidity, using AI to optimize price discovery. We match orders near-continuously to achieve maximum price stability after trades. This enables better prices and tighter spreads, making the market more efficient. IntelligentCross was designed to achieve an optimal experience for both sides of the trade, getting the order done while moving the price as little as possible. More than 10 million times a day, we offer better prices than the NBBO. Investors send us over 415 million orders per day via most major broker-dealers. Want to learn more? Go to www.intelligentcross.com.
